Admission Forms
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NCM Forms
To become a Non-Clearing Member (NCM), you need to fill in the forms listed on this page.
The NCM Starter Kit provides you with all basic admission forms necessary for NCMs.
NCM Starter Kit
The following documents are included:
- "Know Your Customer" (KYC) Questionnaire
- NCM01 (with checklist including an overview of all forms and documents necessary for admission)
- NCM02
- TP07 VAT details
| Publishing date | Title | File |
|---|---|---|
| 2024-10-08 | NCM Starter Kit | zip (10 MB) |
Non-Clearing Member Forms (NCM Forms)
| Publishing date | Title | File |
|---|---|---|
| 2024-10-08 | KYC Questionnaire | zip (5 MB) |
| 2024-09-25 | NCM01 Application | pdf (2 MB) |
| 2024-09-25 | NCM02 Agreement | pdf (197 KB) |
| 2024-09-25 | NCM02a Appendix | pdf (179 KB) |
| 2024-09-25 | NCM02b Appendix Backup CM | pdf (641 KB) |
| 2024-09-25 | NCM02c Appendix "Individual Segregation" to the NCM Agreement (Collateral Agreement) | pdf (162 KB) |
| 2024-09-25 | NCM05 Clearer Change | pdf (214 KB) |
| 2023-12-07 | NCM05a Clearer Change | pdf (165 KB) |
Further Documents
In addition to the NCM forms, the following documents have to be provided:
- annual report
- certificate from company registry
DCP Member Forms
To become a DCP Member you need to fill in the forms listed on this page.
Starter Kit for DCP Member
The DCP Member Starter Kit provides you with all basic admission forms necessary for DCP Members.
DCP Member Starter Kit
The following documents are included:
- "Know Your Customer" (KYC) Questionnaire
- DCP01 (with checklist including an overview of all forms and documents necessary for admission)
- CM02 Clearing Agreement
- TP07 VAT details
- O09 DCPCM Limit Adjustment
- O10 DCPCM Cash Deposit and Release
- O11 DCPCM Auction Cash Deposit and Release
| Publishing date | Title | File |
|---|---|---|
| 2024-10-14 | DCP CM Starter Kit | zip (7 MB) |
| Publishing date | Title | File |
|---|---|---|
| 2024-11-21 | O09 DCPCM Limit Adjustment | pdf (135 KB) |
| 2024-11-21 | O11 DCPCM Auction Cash Deposit and Release | zip (603 KB) |
| 2024-10-14 | DCP01 Application | pdf (432 KB) |
| 2024-10-08 | KYC Questionnaire | zip (4 MB) |
| 2024-09-27 | DCP03a Bank Guarantee | pdf (164 KB) |
| 2024-09-27 | DCP03b Parent Company Guarantee | pdf (171 KB) |
| 2024-09-27 | O10 DCPCM Cash Deposit and Release | pdf (136 KB) |
Further Documents
In addition to the DCP Member forms, the following documents have to be provided:
- annual report
- certificate from company registry
- trilateral Settlement Bank Agreement or copy of the bilateral agreement with the Settlement Bank
CM Forms
In order to be granted a Clearing Member license the following forms and documents are necessary.
If you wish to trade at one of ECC's Partner Exchanges, please fill in the relevant Trading-Participant forms (TP-forms).
CM Starter Kit
The CM Starter Kit provides you with all basic admission forms necessary for CMs
Included are the following documents:
- CM Questionnaire
- CM01, CM02, CM04, T01, T06, T10 forms
- Checklist including an overview of all forms and documents necessary for admission
| Publishing date | Title | File |
|---|---|---|
| 2024-09-27 | CM Starter Kit | zip (13 MB) |
Clearing Member Forms (CM Forms)
| Publishing date | Title | File |
|---|---|---|
| 2024-09-27 | CM01 Application for Granting of a Clearing License | pdf (2 MB) |
| 2024-09-27 | CM02 Clearing Agreement | pdf (895 KB) |
| 2024-09-27 | CM02a Appendix to the application for granting of a Clearing License for Indirect Clearing | pdf (749 KB) |
| 2024-09-27 | CM02c Omnibus Agreement Regarding the Omnibus Account | pdf (872 KB) |
| 2024-09-27 | CM02d Setup of House Pool | pdf (169 KB) |
| 2024-09-27 | CM02e Setup of Simple Omnibus Pool | pdf (839 KB) |
| 2024-09-27 | CM04 Setup / Modification / Deletion of Contacts and Functions | pdf (2 MB) |
| 2024-09-27 | CM05 Bank Guarantee for missing liable equity | pdf (692 KB) |
| 2024-09-27 | CM08 Activation of Commercial Bank Account | pdf (270 KB) |
| 2024-09-27 | CM08a Authorisation of the Commercial Bank Account Holder | pdf (793 KB) |
| 2024-09-27 | CM12 Authorisation of the TARGET2 account holder | pdf (723 KB) |
| 2023-04-18 | CM Questionnaire | docx (148 KB) |
TP Forms
Separate Trading Participant Forms (TP Forms), which are listed in the table below, have to be sent in for the settlement of specific products and if physical delivery is choosen. It will be a proof for the ability for physical delivery towards ECC. These forms have to be handed in by Non-Clearing Members as well as Clearing Members if they wish to start trading at one of ECC's Partner Exchanges.
| Publishing date | Title | File |
|---|---|---|
| 2024-11-14 | EEX - Guarantees of Origin (European Energy Exchange, TP_EEX_06_GoO) | pdf (116 KB) |
| 2024-11-01 | EEX – Guarantees of Origin (EEX AG, TP_EEX_03_GoO) | zip (1 MB) |
| 2024-10-28 | BSP - Slovenian Power Contracts (TP_BSP_01a, TP_BSP_01b) | zip (2 MB) |
| 2024-10-28 | HUPX - Hungarian Power Spot (TP_HUPX_01a, TP_HUPX_01b) | zip (674 KB) |
| 2024-10-25 | EEX - Natural Gas (TP_EEX_05a, TP_EEX_05b, TP_EEX_05c) | zip (4 MB) |
| 2024-10-08 | EPEX - Power Spot Contracts (TP_EPEX_01a, TP_EPEX_01b) | zip (5 MB) |
| 2024-10-08 | TP07 VAT Details | zip (770 KB) |
| 2024-09-26 | EEX - Emission Rights Spot Contracts and Emission Rights Futures (TP_EEX_04_Emission Rights) | zip (236 KB) |
| 2024-09-26 | EEX Asia - Financial Futures and Options (TP_EEXA_01) | zip (237 KB) |
| 2024-09-26 | HUDEX - Hungarian Power Futures (TP_HUDEX_01) | zip (285 KB) |
| 2024-09-26 | PXE - Financial Power (TP_PXE_02) | zip (262 KB) |
| 2024-09-26 | SEEPEX - Serbian Power (TP_SEEPEX_01a, TP_SEEPEX_01b) | zip (2 MB) |
| 2024-09-26 | SEMOpx - SEMOpx power contracts (TP_SEMOPX_01a, TP_SEMOPX_01b) | zip (667 KB) |
| 2024-09-25 | EPEX - Nordics Power Contracts (TP_EPEX_02a_NORDIC, TP_EPEX_02b_NORDIC) | zip (4 MB) |
| 2024-09-25 | EPEX - Polish Power Contracts (TP_EPEX_03a_POLISH, TP_EPEX_03b_POLISH) | zip (1 MB) |
| 2024-09-25 | EPEX - Power Contracts (TP02, BSCP71) | zip (339 KB) |
| 2022-04-04 | NOREXECO - Financial Futures (NXE_01) | pdf (1 MB) |
Technical Forms
To receive access to one of ECC’s clearing and settlement systems for using the full scope of our services the member has to provide the respective technical form.
| Publishing date | Title | File |
|---|---|---|
| 2024-09-25 | T01 Order of Technical Access to EUREX system | pdf (205 KB) |
| 2024-09-25 | T07 ECC - Notification of Outsourcing of Backoffice Functions of ECC Non-Clearing Members | zip (2 MB) |
| 2024-09-25 | T10c - Application for Setup/Deletion of Security Administration (SA) Account in C7 Clearing GUI | pdf (696 KB) |
| 2024-09-25 | T10p Application for setup / modification / deletion of user-IDs for the ECC Public FTP server | zip (141 KB) |
| 2024-09-25 | T10s - Application for Setup/ Modification/ Deletion of User IDs and of User for ECC Risk Management Services in the ECC Member Area | pdf (1 MB) |
| 2024-09-25 | T10v User Application for setup / modification / deletion of user-IDs for the ECC Public FTP server (Software Vendors) | zip (144 KB) |
Operational Forms
The listed forms are applicable in the framework of our daily operational processes and to assign authorized representatives towards ECC.
| Publishing date | Title | File |
|---|---|---|
| 2024-11-21 | O11 DCPCM Auction Cash Deposit and Release | zip (603 KB) |
| 2024-09-26 | O04 Collateral Deposit and Release | zip (166 KB) |
| 2024-09-26 | O05 Collateral Deposit and Release Intraday | zip (183 KB) |
| 2024-09-26 | O07a Application Emission Rights | zip (1 MB) |
| 2024-09-26 | O07b Confirmation of EU Emission Allowances | zip (694 KB) |
| 2024-09-26 | O08 Guarantee of Spot Margin Credit | zip (103 KB) |
| 2024-09-26 | O10 DCP Cash Deposit and Release | zip (130 KB) |
| 2024-09-26 | Signature Schedule | zip (1 MB) |